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Request Received

Pre-Custody Process

Thank you for your submission.

Once all necessary documentation has been submitted, we will respond to you within 5 business days on our decision to custody this asset. Millennium does not evaluate or perform due diligence on any investment or investment sponsor for third parties. The sole purpose of this assessment is to ensure that we can meet our custody and administrative responsibilities.

We have sent an email to your investment sponsor on your behalf. Once the investment sponsor completes the form, you will be notified via email. We will then notify you of our decision to custody the asset within 5 business days of receiving all required documents.

We require the following forms to be completed to finalize your request.

Next Steps

Your Reference Code is:

Please quote your reference code when inquiring about your submission.

For your records

A copy of this submission has been sent to the following email address: (). If you would like to request an additional copy, please select from one of the options below.

Your email address *

For Your Records

A copy of this submission has been sent to the following email address: (). If you would like to request an additional copy, please select from one of the options below.

Additional Option

If you would like to open an account or submit an investment direction, please click here.

Be aware that although you may open an account or submit an investment direction, Millennium Trust has not yet made the decision as to whether we can custody this asset.

Request Saved

Pre-Custody Process

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Request Cancelled

Pre-Custody Process

Your application has been cancelled and will not be processed.

Contact Information

Pre-Custody Process

Fields marked with * are required

Contact Information

Please provide your contact information as the person submitting this request. This will be included in an email to the sponsor to obtain the documentation required for the Pre-Custody Process. If you already have the required forms and do not need the investment sponsor contacted you can cancel this request and submit the documents directly.

Contact Type

Title

First Name

Middle Name

Last Name

Suffix

Name of Entity/Trust

Preferred Contact Details

Email *

Confirm Email *

Country *

Address Line 1 *

Address Line 2

City *

State *

Zip *

State *

Zip *

Province *

Postal Code *

State/Province *

Postal Code *

I acknowledge that I have entered the correct address and wish to continue.

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AddressResult

Which Address? *

Entered

Suggested

Investment Advisor

Pre-Custody Process

Fields marked with * are required

Contact Information

Please provide your contact information

Firm Name *

Representative Name *

Representative Names *

Representative Name

Preferred Contact Details

Phone *

Type *

Email *

Confirm Email *

Address

Country *

Address Line 1 *

Address Line 2

City *

State *

Zip *

State *

Zip *

Province *

Postal Code *

State/Province *

Postal Code *

I acknowledge that I have entered the correct address and wish to continue.

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AddressResult

Which Address? *

Entered

Suggested

Account Data Sharing

Your account data can be shared between Millennium and your Advisor or Brokerage Firm to help facilitate the management of your account by your designated Investment Advisor. By checking Yes below, you agree to have your Millennium account data shared and will be able to facilitate easy transfer of funds between your Millennium account and a designated brokerage account.

Do you allow your data to be downloaded and shared with a third party reporting system? *

Yes, download my data directly to a third party reporting system as indicated by my Advisor.

No, do not share or download my data to a third party reporting system.

Brokerage Firm Name

Master Brokerage Account Number

Sub client's account number

Authorization

I hereby instruct Millennium without any further directions from me to (i) provide the daily positions including valuations, and transaction activity ("Client Data"), for my account with Millennium to my Brokerage Firm (Collectively, "Brokerage Account"); or (ii) accept instructions from my Investment Advisor to download my data directly to any other third-party portfolio management system provider utilized by my Investment Advisor.

In providing these standing instructions, I acknowledge, confirm and agree that (i) the Brokerage Account is distinct and separate from the account at Millennium; (ii) these instructions do not provide the Brokerage Firm any authority as to, responsibility for, or interest in the account with Millennium; (iii) these instructions do not provide Millennium any authority as to, responsibility for, or interest in my Brokerage Account; and (iv) Millennium shall honor the authorization(s) given herein and otherwise by me to the Investment Advisor until such time as Millennium receives written notice from me that such authorization(s) have been revoked.

Investment Sponsor

Pre-Custody Process

Fields marked with * are required

Sponsor/Issuer

Contact Type

Title

First Name

Middle Name

Last Name

Suffix

Name of Entity/Trust

Company Name

Preferred Contact Details

Phone *

Type *

Preferred Contact Details

Phone

Type

Preferred Contact Details

Email *

Confirm Email *

Address

Country *

Address Line 1 *

Address Line 2

City *

State *

Zip *

State *

Zip *

Province *

Postal Code *

State/Province *

Postal Code *

I acknowledge that I have entered the correct address and wish to continue.

Verifying Address... Please wait.

AddressResult

Which Address? *

Entered

Suggested

Other Information

Website Address

Any additional information you would like to send to the Investment Sponsor that is not included above can be placed here.

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notificationType

Save Your Form

Security question

Resume Your Saved Form

Reference Code

Security Question

Confirm Cancellation

Feedback

Application Bundle

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Request Received

Next Steps

For your records

For Your Records

Additional Option

Request Saved

Send yourself a reminder email

For Your Records

Request Cancelled

Investment

Role

Info

Advisor Info

Referral Code

Investment Type

Security Type

Third Party Note Servicer

Borrower

Debt Administration

Entity Structure

Investment Name

Contact Information

Contact Information

Investment Advisor

Contact Information

Address

Account Data Sharing

Investment Sponsor

Sponsor/Issuer

Attachments